Senior Compliance Consultant - Investments
£100,000 | London | Permanent
InterQuest
Posted 13 days ago
InterQuest are currently supporting a leading specialist consultancy in finding a talented compliance consultant to support the growth of their Investments division. As a regulatory expert in the space, this would be a great opportunity for leverage your consultancy expertise and take the next step in your career in what is a culture-orientated business focussed on providing the best support to their clients.
Responsibilities include:
- Managing client relationships, providing guidance and support on their FCA regulatory obligations
- Providing training on regulatory change and assisting with the change and development of their policies and procedures.
- Being the main point of contact for technical queries relating to the regulatory environment, including reviewing marketing materials.
- Assisting firms through FCA application processes and Change in Control.
- Conducting compliance monitoring reviews, providing comprehensive feedback to the business.
The right candidate will have:
- Strong consultancy expertise and experience growing a function - Commercial/business development skills.
- Expert FCA regulatory knowledge applicable to Investments firms, including MiFID and AIFMD.
- Detailed knowledge of SMCR, Conduct of Business, AML and Market Abuse requirements.
- Confidence in stakeholder management and relationship development.
Get in touch now to progress your career : Send me your CV directly on sofie.hayward@interquestgroup.com or call on 0161 237 0013.
InterQuest Group is acting as an employment agency for this vacancy. InterQuest Group is an equal opportunities employer and we welcome applications from all suitably qualified persons regardless of age, disability, gender, religion/belief, race, marriage, civil partnership, pregnancy, maternity, sex or sexual orientation. Please make us aware if you require any reasonable adjustments throughout the recruitment process.