; dl = []; (function(w,d,s,l,i){w[l]=w[l]||[];w[l].push({'gtm.start': new Date().getTime(),event:'gtm.js'});var f=d.getElementsByTagName(s)[0], j=d.createElement(s),dl=l!='dataLayer'?'&l='+l:'';j.async=true;j.src= 'https://www.googletagmanager.com/gtm.js?id='+i+dl;f.parentNode.insertBefore(j,f); })(window,document,'script','dl','GTM-NVNJNHK'); !function(f,b,e,v,n,t,s){if(f.fbq)return;n=f.fbq=function(){n.callMethod? n.callMethod.apply(n,arguments):n.queue.push(arguments)};if(!f._fbq)f._fbq=n; n.push=n;n.loaded=!0;n.version='2.0';n.queue=[];t=b.createElement(e);t.async=!0; t.src=v;s=b.getElementsByTagName(e)[0];s.parentNode.insertBefore(t,s)}(window, document,'script','https://connect.facebook.net/en_US/fbevents.js'); fbq('init', '293601307785921'); fbq('track', 'PageView');

Head of Capital Markets Compliance

£85,000 | London | Permanent

InterQuest

Posted 9 days ago

InterQuest

Head of Capital Markets Compliance - Financial Services - London Up to £85,000

InterQuest are delighted to be supporting a Financial Services firm who are looking for a Head of Capitals Market Compliance to join their team. In this role you would primarily be responsible for supporting the Chief Risk and Compliance Officer with discharging their regulatory obligation & oversight over the Capital Market's business.

You would also be responsible for:

* Acting as a point of contact for both the Capital Markets & Wealth Management businesses, and the relevant Regulatory authorities and Exchanges.
* Assisting in the development and embedding of the firm's Risk Management Framework.
* Undertaking Risk & Compliance monitoring across the division whilst making reports on findings.
* Supporting the wider business on all aspect of corporate broking/finance, and wealth management.

The successful candidate will be strategic and commercial with a strong attention to detail.

This is an exciting opportunity to join a firm where you can really make a difference. The company is currently going through a lot of development and building on their team to allow for that growth to continue. A dynamic environment, with opportunities to move internally for future career growth, this is an exciting opportunity not to be missed!

If you are interested in finding out more about this opportunity please send your CV to james.seekings@interquestgroup.com

InterQuest Group is acting as an employment agency for this vacancy. InterQuest Group is an equal opportunities employer and we welcome applications from all suitably qualified persons regardless of age, disability, gender, religion/belief, race, marriage, civil partnership, pregnancy, maternity, sex or sexual orientation. Please make us aware if you require any reasonable adjustments throughout the recruitment process.

Apply