Compliance Officer

£55,000 | London | Permanent

InterQuest

Posted 14 days ago

InterQuest
InterQuest are proud to be supporting a thriving challenger bank who are looking for a Compliance Officer to join their rapidly growing team. This role offers a breadth of exposure across both Compliance Advisory and Compliance Monitoring whilst working for a firm that focuses on employee development and a strong work culture.

The Role:
  • Provide Compliance advise to the wider business, ensuring adherence to Regulations
  • Reviewing procedures and policies by completing horizon scanning and gap analysis
  • Complete Compliance Monitoring to enhance the effectiveness of Banks Compliance framework
  • Conduct thematic reviews, root cause analysis control implementation to develop the CMP

Essential Skills:
  • Strong previous Compliance experience from a Financial Services background
  • Knowledge and understanding of FCA and PRA regulations
  • Strong communication and interpersonal skills

Get in touch with me at sarah.mitchell@interquestgroup.com to find out more.

InterQuest Group is acting as an employment agency for this vacancy. InterQuest Group is an equal opportunities employer and we welcome applications from all suitably qualified persons regardless of age, disability, gender, religion/belief, race, marriage, civil partnership, pregnancy, maternity, sex or sexual orientation. Please make us aware if you require any reasonable adjustments throughout the recruitment process.

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