Senior Compliance Officer

Competitive | London | Contract
Posted 1 month ago

Senior Compliance Officer
6 Month Contract
London with Flexibility
Are you a Senior Compliance Officer? Would you like to join one of the UK’s leading Asset Management firms? Are you looking for your next exciting position? Well, look no further as the perfect role is right in front of you!!
Role accountabilities:
Support the Core Compliance Services within the Marketing Team in dealing with all Marketing Collateral and Web Pages for financial promotions such as ETF, USITS and AIF, covering all the EMEA region.
Knowledge, skills and experience required:
• Own the daily review and approval of financial promotions
• Producing and updating marketing compliance policies and procedures at the direction of the Compliance Manager
• Provide compliance advice to the wider business
• Assess, document, monitor, report, develop, coordinate, and implement various improvements to compliance marketing activities
• Leading project teams with new growth and execution of strategic compliance projects
• Research matters, projects or initiatives and advise the wider business
• Independently evaluate situations, make decisions and solve problems.
• Investigative rule changes and discussing implications with the EMEA marketing compliance team

Please get in touch ASAP with interest. Rhiannon Cane 01892 553236.

For more information about this role, please contact:

Rhiannon Cane

rhiannon.cane@interquestgroup.com
01892 553 236

See Rhiannon Cane's jobs
Related Jobs

Full Stack Developer

Competitive | London | Contract

Azure Full Stack Developer * Central London * Initial 12 month contract * Circa £600 - 650 DOE My client, a leading global Asset Management company, based in central London are...


Senior Developer

Competitive | Sundridge | Contract

Senior Developer Our client based in Kent are seeking a well rounded Developer to produce strong code and be a strong team player in a growing respected business IT arena. Essential skills...


Senior UX Designer

Competitive | London | Contract

Senior UX Designer * Central London * Initial 12 month contract * Circa £500 DOE My client, a leading Global Asset Management company, based in Central London are seeking, a skilled...