Compliance Manager

£50,000 | | Permanent
Posted 9 months ago

? Work with the Group of Head of Compliance to agree and implement a regular reporting suite

? Deliver reports for Boards and Senior Management meetings and Committees.

? Develop in conjunction with Senior Compliance Monitoring Manager a 2nd line oversight plan for the Group operations.

? Create a network of Compliance contacts across the business

? Ensure ongoing compliance with the group minimum standards are met

? Develop and co-ordinate a monthly reporting programme focusing on

1 Compliance Risks
2 Compliance Issues
3 Overseas Regulatory Activity
4 Regulatory Breaches

? Ensure the appropriate level of oversight is allocated to provide necessary compliance activity.
? Overseas travel is essential
Operational Risk

? Compliance oversight on Operational Breaches & Incidents.

? Oversight of Breach & Incident management and the reporting of these for the UK and wider Group.

For more information about this role, please contact:

Richard Miller

richard.miller@interquestgroup.com
0161 237 0045

See Richard Miller's jobs
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